Steven Richard Benjamin
Professional Summary
Steven Richard Benjamin, who also goes by Steven Benjamin, is a registered financial advisor currently at NEST EGG located in Conshohocken, Pennsylvania and ADDISON CAPITAL located in Conshohocken, Pennsylvania. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 8 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 79, Series 3, Series 55, Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Benjamin
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
ADDISON CAPITAL | MICHAEL A. CHURCH | ADDISON CAPITAL, LLC | ADDISON CAPITAL, INC. | ADDISON CAPITAL CO.
Contact Information
Main Address
20 Ash Street Suite 330, Conshohocken, PA 19428Phone Number
(215) 563-6919# of Employees
4SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
615AUM (Assets Under Management)
$1,124,039,201Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ADDISON CAPITAL | MICHAEL A. CHURCH | ADDISON CAPITAL, LLC | ADDISON CAPITAL, INC. | ADDISON CAPITAL CO.
State Registrations and Notice Filings
(2/28/2022)
(4/13/2022)
(2/24/2022)
(2/25/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Apr 2016About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 2005SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Richard Benjamin's CRS (Customer Relationship Summary).
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