Steven R. Benjamin

NEST EGG

Conshohocken, PA 19428

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CRD#: 4845229

Professional summary

Steven Richard Benjamin, who also goes by Steven Benjamin, is a registered financial advisor currently at NEST EGG located in Conshohocken, Pennsylvania and ADDISON CAPITAL located in Conshohocken, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 8 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 79, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Benjamin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nest Investments LLC, investment-related, 20 Ash Street, Suite 300, Conshohocken, PA 19428, RIA, representative starting February 2022, 40 hours a month, advisory services. Addison Capital Co, investment-related, 20 Ash Street, Suite 330, Conshohocken, PA 19428, RIA, executive vice president starting February 2022, 100 hours a month, advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Benjamin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2022 - Present

NEST EGG

Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428

RIA

CRD#: 286024

Conshohocken, PA

Current

February 25, 2022 - Present

ADDISON CAPITAL

Office #1: 20 Ash Street Suite 330, Conshohocken, PA 19428

RIA

CRD#: 144853

Conshohocken, PA

Current

February 24, 2022 - Present

NEST INVESTMENTS BD LLC

Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428Office #2: 20 Ash Street Suite 300, Conshohocken, PA 19148

CRD#: 294417

Conshohocken, PA

Past

July 21, 2016 - February 9, 2022

REVL SECURITIES, LLC

CRD#: 269839

PHILADELPHIA, PA

Past

September 7, 2010 - December 12, 2014

KILDARE CAPITAL, INC.

CRD#: 45796

RADNOR, PA

Past

June 1, 2009 - May 4, 2010

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 28, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADDISON CAPITAL

ADDISON CAPITAL | MICHAEL A. CHURCH | ADDISON CAPITAL, LLC | ADDISON CAPITAL, INC. | ADDISON CAPITAL CO.

CRD#: 144853 / SEC#: 801-68352

RIA

Registered Investment Advisory firm - (9/27/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(2/28/2022)

New Jersey
(4/13/2022)

Pennsylvania
(2/24/2022)

IAR

Pennsylvania
(2/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/14/2016

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 3

Date: 4/20/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 11/17/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/27/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ADDISON CAPITAL

ADDISON CAPITAL | MICHAEL A. CHURCH | ADDISON CAPITAL, LLC | ADDISON CAPITAL, INC. | ADDISON CAPITAL CO.

CRD#: 144853 / SEC#: 801-68352

RIA

Registered Investment Advisory firm - (9/27/2007 Approved)

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Contact information

Main Address

20 Ash Street Suite 330, Conshohocken, PA 19428

Mailing Address

Phone number

(215) 563-6919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (ADDISON CAPITAL) (3/25/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 807,973,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. Benjamin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Benjamin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADDISON CAPITAL

NEST INVESTMENTS BD LLC

REVL SECURITIES, LLC

KILDARE CAPITAL, INC.

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ADDISON CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/2005

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 4/14/2016

Series 3

Date: 4/20/2007

Series 55

Date: 11/17/2005

Series 7

Date: 10/27/2004

Series 24

Date: 12/9/2015

FINRA

Current Firm

ADDISON CAPITAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADDISON CAPITAL

TRUST BUT VERIFY

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