Wesley S. Stoltz

WEDGE CAPITAL MANAGEMENT LLP

CHARLOTTE, NC 28202-6002

Some features on this profile are disabled

CRD#: 4843316

Professional summary

Wesley Scott Stoltz is a registered financial advisor currently at WEDGE CAPITAL MANAGEMENT LLP located in Charlotte, North Carolina.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Wesley has worked at 3 firms and has passed the Series 65, Series 66, Series 7, Series 27 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Scott Stoltz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2008 - Present

WEDGE CAPITAL MANAGEMENT LLP

Office #1: 301 South College Street #3800, Charlotte, NC 28202-6002

RIA

CRD#: 106234

CHARLOTTE, NC

Past

May 4, 2006 - March 4, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

January 1, 2005 - May 2, 2006

FIRST CLEARING, LLC

CRD#: 17344

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234 / SEC#: 801-29479

RIA

Registered Investment Advisory firm - (3/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/16/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 1/17/2006

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/18/2005

Registered Options Principal Examination

Current Firm

WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234 / SEC#: 801-29479

RIA

Registered Investment Advisory firm - (3/31/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

301 South College Street #3800, Charlotte, NC 28202-6002

Mailing Address

Phone number

(704) 334-6475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEDGE CAPITAL MANAGMENT L.L.P. FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 7,652,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Wesley S. Stoltz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Scott Stoltz's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO SECURITIES, LLC

FIRST CLEARING, LLC

Primary Firm SEC Registration

WEDGE CAPITAL MANAGEMENT LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2008

Series 66

Date: 10/14/2005

Series 7

Date: 12/20/2004

Series 27

Date: 1/17/2006

Series 4

Date: 1/18/2005

Current Firm

WEDGE CAPITAL MANAGEMENT LLP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEDGE CAPITAL MANAGEMENT LLP

TRUST BUT VERIFY

Similar Advisors