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EL

Ethan H. Levinson

CLEARLAKE CAPITAL MARKETS
SANTA MONICA, CA 90401
CRD#: 4842906
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EL
Ethan Hart LevinsonCLEARLAKE CAPITAL MARKETS

Professional summary

Ethan Hart Levinson is a registered financial professional currently at CLEARLAKE CAPITAL MARKETS, LLC located in Santa Monica, California.

Ethan is registered as a RR (Registered Representative) and started their career in finance in 2004. Ethan has worked at 8 firms and has passed the Series 63, Series 62, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ethan Hart Levinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

CLEARLAKE CAPITAL MARKETS, LLC

Office #1: 233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
BD
CRD#: 337762
SANTA MONICA, CA
Past

January 16, 2025 - November 17, 2025

BUTLER CAPITAL PARTNERS

BD
CRD#: 114242
OYSTER BAY, NY
Past

July 27, 2022 - August 15, 2024

LPS CAPITAL LLC

BD
CRD#: 155246
NEW YORK, NY
Past

June 20, 2018 - August 10, 2021

IDB CAPITAL CORP.

BD
CRD#: 106032
NEW YORK, NY
Past

July 12, 2016 - June 19, 2018

CSNR SERVICES, LLC

BD
CRD#: 282085
Armonk, NY
Past

October 24, 2007 - June 16, 2014

TRADE INFORMATICS LLC

BD
CRD#: 143867
PURCHASE, NY
Past

March 4, 2005 - January 18, 2008

TD PRIME SERVICES LLC

BD
CRD#: 1914
PURCHASE, NY
Past

December 8, 2004 - February 27, 2006

LL PARTNERS, INC.

BD
CRD#: 32189
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/18/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/7/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 5/29/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/8/2016
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/8/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CLEARLAKE CAPITAL MARKETS, LLC
CLEARLAKE CAPITAL MARKETS, LLC

CRD#: 337762 / SEC#: , 8-71428

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
Mailing Address
233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
Phone number
(310) 400-8800
Established
Delaware since 06/24/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARLAKE CAPITAL BD HOLDINGS, LLCMANAGING MEMBER
HOPKINS, THOMAS JOHNFINANCIAL OPERATIONS PRINCIPAL1835087
LEDERMAN, JOSHUA KLINECHIEF EXECUTIVE OFFICER5540946
LEVINSON, ETHAN HARTCHIEF COMPLIANCE OFFICER4842906

Red Flags

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Company Information

CLEARLAKE CAPITAL MARKETS, LLC

CRD#: 337762Santa Monica, CA 90401

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