Christopher E. Osmond

FIFTH THIRD WEALTH ADVISORS LLC

Charlottle, NC 28246

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CRD#: 4841700

Professional summary

Christopher Edward Osmond, CFA, CFP® is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Charlottle, North Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Christopher has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property Owner, non-investment related, Denver, CO and St. Augustine, FL, owner, rental property management/maintenance, 4/2014,<5 hours per month, 0 hours per month during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Osmond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Experience

Current

July 29, 2025 - Present

FIFTH THIRD WEALTH ADVISORS LLC

Office #1: 101 N Tryon Suite 700, Charlottle, NC 28246

RIA

CRD#: 313015

Charlottle, NC

Past

March 21, 2022 - July 21, 2025

CENTURA WEALTH ADVISORY

RIA

CRD#: 296985

St. Augustine, FL

Past

July 20, 2017 - August 6, 2021

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

OVERLAND PARK, KS

Past

March 1, 2017 - October 13, 2017

LAWING FINANCIAL INC

RIA

CRD#: 117178

OVERLAND PARK, KS

Past

July 15, 2010 - September 29, 2011

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

DENVER, CO

Past

August 26, 2004 - January 25, 2006

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015 / SEC#: 801-122096

RIA

Registered Investment Advisory firm - (8/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/19/2025)

IAR

North Carolina
(7/29/2025)

IAR

Ohio
(8/1/2025)

IAR

Texas
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/30/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/14/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/25/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015 / SEC#: 801-122096

RIA

Registered Investment Advisory firm - (8/17/2021 Approved)

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Contact information

Main Address

38 Fountain Square Plaza, Cincinnati, OH 45263

Mailing Address

Phone number

(513) 534-7452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTWA ADV PART 2 A BROCHURE SEPTEMBER 2025 (9/29/2025)

Regulatory assets under management

Total Number of Accounts	1,333
AUM (Assets Under Management)	$ 6,079,418,273

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
01/24/2025	Cover Page	Report
10/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher E. Osmond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Osmond's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTURA WEALTH ADVISORY

PRIME CAPITAL FINANCIAL

LAWING FINANCIAL INC

NORTHERN TRUST SECURITIES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

FIFTH THIRD WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2010

Series 7

Date: 7/14/2010

Series 6

Date: 8/25/2004

Current Firm

FIFTH THIRD WEALTH ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIFTH THIRD WEALTH ADVISORS LLC

TRUST BUT VERIFY

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