Lyle B. Ayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyle B Ayes, who also goes by B Lyle Ayes, Lyle Brett Ayes, was a registered financial professional .
Lyle is a previously registered financial professional and started their career in finance in 2004. Lyle had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2018 - October 26, 2020
REDBIRD BD LLC
May 5, 2017 - November 20, 2018
LIONTREE ADVISORS LLC
March 25, 2013 - September 2, 2016
EVERCORE GROUP L.L.C.
May 30, 2006 - February 13, 2013
MORGAN STANLEY & CO. LLC
October 19, 2004 - May 24, 2006
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REDBIRD BD LLC
CRD#: 297239 / SEC#: , 8-70125
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
