Michael Lawrence Ashe
Professional Summary
Michael Lawrence Ashe is a registered financial advisor currently at GALAXY DIGITAL PARTNERS LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
GALAXY DIGITAL ADVISORS LLC | J. FRED MUGGS SECURITIES LLC | GALAXY DIGITAL PARTNERS LLC
Contact Information
Main Address
300 Vesey Street 13th Floor, New York, NY, 10282Mailing Address
300 Vesey Street 13th Floor, New York, NY, 10282Phone Number
(347) 229-4993Established
New York since 07/18/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2010About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Lawrence Ashe's CRS (Customer Relationship Summary).
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