MN
Melissa R. Naylor
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
River Vale, NJ
Some features on this profile are disabled
CRD#: 4836095
MN
Professional summary
Melissa Renee Naylor, who also goes by Melissa R. Naylor, Melissa R Obermann, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in River Vale, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Albuquerque, New Mexico.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Melissa has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa R. Naylor | Melissa R Obermann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 11/2023, W2 Employee, CIRA Affiliation, NIR, 160 HR/MO, 120 HR/MO TRADING. 2) TAG ADVISORS, 3707 E SOUTHERN AVE, MESA, AZ 85206, 11/2023, W2 EMPLOYEE, PARAPLANNING, NIR, 80 HR/MO - 40 HR/MO TRADING. 3) SIMPLICITY FINANCIAL PLANNING, LLC, 3787 E SOUTHERN AVE, MESA, AZ 85206, 12/2023, PARAPLANNER, USING A TRADE NAME/DBA, NIR, 40 HR/MO - 20 HR/MO TRADING. 4) MELISSA NAYLOR INSURANCE AGENT/SALES, 3707 E Southern Ave, Mesa AZ 85206, United States, 09/23/2024, Agent, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 4 HR/MO TRADING. 5) MELISSA NAYLOR, Chandler AZ 85249-3621, United States, 06/01/2025, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Renee Naylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 6745 Academy Rd. Ne Ste. C, Albuquerque, NM 87109Office #3: 3707 E Southern Ave., Mesa, AZ 85206RIA
CRD#: 134139
River Vale, NJ
Current
November 22, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4801 Lang Ave., Ste. 110, Albuquerque, NM 87109Office #2: 3707 E Southern Ave., Mesa, AZ 85206BD
CRD#: 39543
Albuquerque, NM
Past
September 6, 2019 - March 9, 2020
MORGAN STANLEY
RIA
CRD#: 149777
LEXINGTON, KY
Past
September 5, 2019 - March 9, 2020
MORGAN STANLEY
BD
CRD#: 149777
LEXINGTON, KY
Past
July 2, 2012 - October 30, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
MUNCIE, IN
Past
November 16, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
MUNCIE, IN
Past
November 15, 2010 - October 30, 2017
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
MUNCIE, IN
Past
August 29, 2008 - May 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DENTON, TX
Past
August 26, 2008 - May 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DENTON, TX
Past
August 9, 2006 - October 25, 2007
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
OWINGS MILLS, MD
Past
August 8, 2006 - October 25, 2007
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
OWINGS MILLS, MD
Past
November 2, 2004 - July 20, 2006
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MUNCIE, IN
Past
September 2, 2004 - July 20, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MUNCIE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/23/2021)
IAR
Arizona(11/26/2021)
RR
New Jersey(6/22/2025)
IAR
New Jersey(6/23/2025)
RR
Pennsylvania(7/6/2025)
RR
Texas(7/3/2024)
IAR
Texas(7/8/2024)
RR
Washington(4/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
