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Stefano Derasmo

EXOS SECURITIES
NEW YORK, NY
·CRD# 4833807·16 years experience

Professional Summary

Stefano Derasmo, who also goes by Stefano Antonio Derasmo, is a registered financial advisor currently at EXOS SECURITIES LLC located in New York, New York. Stefano is registered as a RR (Registered Representative) and started their career in finance in 2004. Stefano has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stefano Antonio Derasmo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

EXOS SECURITIES LLC·CRD# 298276
BD
35 W 35th Street Fifth Floor, New York, NY 10001
November 17, 2021 - Present
TZERO SECURITIES, LLC·CRD# 123421
BD
Jersey City, NJ
October 3, 2013 - November 21, 2014
NEONET SECURITIES, INC.·CRD# 46938
BD
Jersey City, NJ
August 23, 2010 - October 17, 2011
HENNION & WALSH, INC.·CRD# 25766
BD
Parsippany, NJ
August 18, 2004 - November 24, 2004

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Current Firm

ES
EXOS SECURITIES LLC

EXOS SECURITIES LLC

CRD#: 298276 / SEC#: 8-70182
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

35 W 35th Street Fifth Floor, New York, NY 10001

Mailing Address

35 W 35th Street Fifth Floor, New York, NY 10001

Phone Number

(646) 814-0996

Established

Delaware since 03/29/2018

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXOS FINANCIAL LLCSHAREHOLDER—
DOUGAN, BRADY WILLIAMCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER2423049
STOUBER, RANDYFINOP1104531

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2011About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Dec 2021About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Nov 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2011

Series 7 — General Securities Representative Examination

Passed Aug 2010About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stefano Derasmo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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