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SD

Stefano Derasmo

EXOS SECURITIES LLC
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 4833807
SD

Professional summary


Stefano Derasmo, who also goes by Stefano Antonio Derasmo, is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.

Stefano is registered as a RR (Registered Representative) and started their career in finance in 2004. Stefano has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Stefano Antonio Derasmo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stefano Derasmo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 17, 2021 - Present

EXOS SECURITIES LLC

Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001
BD
CRD#: 298276
NEW YORK, NY
Past

October 3, 2013 - November 21, 2014

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

August 23, 2010 - October 17, 2011

NEONET SECURITIES, INC.

BD
CRD#: 46938
JERSEY CITY, NJ
Past

August 18, 2004 - November 24, 2004

HENNION & WALSH, INC.

BD
CRD#: 25766
PARSIPPANY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/29/2021
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/12/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ES
EXOS SECURITIES LLC
EXOS SECURITIES LLC

CRD#: 298276 / SEC#: , 8-70182

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
35 W 35th Street Fifth Floor, New York, NY 10001
Mailing Address
35 W 35th Street Fifth Floor, New York, NY 10001
Phone number
(646) 814-0996
Established
Delaware since 03/29/2018
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EXOS FINANCIAL LLCSHAREHOLDER
DOUGAN, BRADY WILLIAMCHIEF EXECUTIVE OFFICER2423049
FORSTL, MICHAELCHIEF COMPLIANCE OFFICER1430325
RIP, OLGAFINOP5440553

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EXOS SECURITIES LLC

CRD#: 298276New York, NY 10001

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