Randy Stouber
Professional Summary
Randy Stouber, who also goes by Randy M Stouber, Randy Marc Stouber, is a registered financial advisor currently at SONENSHINE & COMPANY LLC located in New York, New York and COVA CAPITAL PARTNERS LLC located in Syosset, New York. Randy is registered as a RR (Registered Representative) and started their career in finance in 2007. Randy has worked at 22 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 27 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Randy M Stouber, Randy Marc Stouber
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
KWM SECURITIES LLC
Contact Information
Main Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746Mailing Address
3500 Capital Of Texas Hwy #2332, Austin, TX 78746Phone Number
(201) 474-4011Established
New Jersey since 04/28/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDirect owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Randy Stouber's CRS (Customer Relationship Summary).
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