Donovan M. Crouchet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donovan Matthew Crouchet, who also goes by Donovan M Crouchet, was a registered financial professional .
Donovan is a previously registered financial professional and started their career in finance in 2004. Donovan had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2013 - November 27, 2013
WTS PROPRIETARY TRADING GROUP LLC
October 1, 2011 - March 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2011 - March 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2005 - June 14, 2006
OSAIC WEALTH, INC.
August 4, 2004 - February 28, 2005
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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