Austin W. Booker
Professional summary
Austin Wayne Booker, who also goes by Austin Booker, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Charlotte, North Carolina.
Austin is registered as a RR (Registered Representative) and started their career in finance in 2005. Austin has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Austin Wayne Booker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2019 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 10816 Black Dog Lane Suite 120, Charlotte, NC 28214June 24, 2016 - May 14, 2019
LPL FINANCIAL LLC
April 6, 2011 - July 1, 2016
WOODBURY FINANCIAL SERVICES, INC.
August 1, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 1, 2005 - April 18, 2011
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2019)
(5/3/2019)
(5/3/2019)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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