Trinity S. Gray

ENVESTNET PMC

Berwyn, PA 19312

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CRD#: 4832316

Professional summary

Trinity S. Gray, who also goes by Trinity Gray, Trinitt S Gray, Trinity Shaun Gray, is a registered financial advisor currently at ENVESTNET PMC located in Berwyn, Pennsylvania.

Trinity is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Trinity has worked at 8 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trinity Gray | Trinitt S Gray | Trinity Shaun Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

?Name of the other business - Raise the Bar (RTB) Family Services Inc. ?Is business investment-related - No ?Address of the other business - 808 Market Street, Camden, NJ 08102 ?Nature of the other business - RTB is a nonprofit organization that helps families of children with intellectual and development disabilities living in Camden, NJ. We operate high-quality programs for caregivers and youth, while also providing hands-on resource navigation to ensure that families have access to the services they need.. ?Position - Board Member/Finance Committee Chair ?Start date - 04/24/2024 ?Approx. # of hours/month you devote to the other business -10 hours/month. ?# of hours devoted to the other business during securities trading hours 0 hours/month. ?Duties relating to the other business; Provide oversight of organization and financial policies, I do not engage in any activities with my licenses held outside of Envestnet.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trinity S. Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2024 - Present

ENVESTNET PMC

Office #1: 1000 Chesterbrook Blvd, Suite 250, Berwyn, PA 19312

RIA

CRD#: 111694

Berwyn, PA

Past

January 16, 2024 - July 23, 2024

CRD#: 7556

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVESTNET PMC

CRD#: 111694 / SEC#: 801-57260

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/6/2024)

IAR

Pennsylvania
(8/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/16/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/24/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/31/2004

General Securities Representative Examination

Current Firm

ENVESTNET PMC

CRD#: 111694 / SEC#: 801-57260

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

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Contact information

Main Address

222 N. Lasalle St., Suite 625, Chicago, IL 60601

Mailing Address

1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312

Phone number

(312) 827-2800

Established

Firm type

Fiscal year end

# of Employees

394

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVESTNET ASSET MANAGEMENT ADV PART 2A (11/19/2025)

ENVESTNET ASSET MANAGEMENT ADV PART 2 APPENDIX 1 (11/19/2025)

ENVESTNET PRIVACY POLICY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,021,610
AUM (Assets Under Management)	$ 532,197,263,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Trinity S. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trinity S. Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

ENVESTNET PMC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

VANGUARD MARKETING CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ENVESTNET PMC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2024

Series 66

Date: 9/20/2004

Series 6TO

Date: 1/16/2024

SIE

Date: 10/1/2018

Series 31

Date: 1/24/2005

Series 7

Date: 8/31/2004

Current Firm

ENVESTNET PMC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVESTNET PMC

TRUST BUT VERIFY

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