Cory Woodrow Mathison
Professional Summary
Cory Woodrow Mathison was a registered financial advisor. Cory was a previously registered financial professional and started their career in finance 2011 - 2013. Cory had worked at 1 firm and has passed the Series 63 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
ST. CHARLES CAPITAL, LLC
Contact Information
Established
Colorado since 10/12/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWN, WESLEY ALAN | CCO, MANAGING DIRECTOR | 1173831 |
| FRANSON, MICHAEL CARL | MEMBER MANAGER, CEO, MANAGING DIRECTOR | 1184932 |
| HOYT, BRUCE LAURENT | MANAGING DIRECTOR | 1309749 |
| ROBINSON, DOUGLAS SCOTT | MEMBER MANAGER, MANAGING DIRECTOR | 1567704 |
| HAYMONS, CHRISTOPHER DANIEL | MEMBER MANAGER, MANAGING DIRECTOR | 2292388 |
| HAYNES, ADAM TUDOR | MEMBER MANAGER, MANAGING DIRECTOR | 2085481 |
| BLUTH, DAVID JOSHUA | PRINCIPAL | 5004772 |
| FIEDOR, ADAM CHRISTOPHER | PRINCIPAL | 2741301 |
| GERSTENKORN, LAURIE ANN | FINOP | 5919725 |
| RADECKI, JOSEPH ANTHONY | MANAGING DIRECTOR | 2119268 |
| RICHTER, MICHAEL DEAN | PRINCIPAL | 4941696 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed May 2011About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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