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Michael Carl Franson

CLEARCREEK SECURITIES
Salt Lake City, UT
·CRD# 1184932·43 years experience

Professional Summary

Michael Carl Franson, who also goes by Mike Franson, is a registered financial advisor currently at CLEARCREEK SECURITIES, LLC located in Salt Lake City, Utah. Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Franson

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CLEARCREEK SECURITIES, LLC·CRD# 169774
BD
1. 175 East 400 South, Suite 450, Salt Lake City, UT 841112. 1165 Delaware Street, Suite 130, Denver, CO 80204
April 23, 2018 - Present
KPMG CORPORATE FINANCE LLC·CRD# 103973
BD
Denver, CO
June 26, 2014 - August 10, 2016
ST. CHARLES CAPITAL, LLC·CRD# 133685
BD
Denver, CO
April 27, 2005 - July 1, 2014
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
December 31, 2000 - April 6, 2005
THE WALLACH COMPANY, INC.·CRD# 15926
BD
Denver, CO
January 1, 1990 - December 31, 2000
BOETTCHER & COMPANY, INC.·CRD# 101
BD
October 24, 1983 - July 6, 1988

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Current Firm

CS
CLEARCREEK SECURITIES, LLC

CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC

CRD#: 169774 / SEC#: 8-69393
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1165 Delaware Street, Suite 130, Denver, CO 80204

Mailing Address

1165 Delaware Street, Suite 130, Denver, CO 80204

Phone Number

(303) 383-1100

Established

Colorado since 09/11/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARCREEK PARTNERS, LLCMEMBER—
KINZER, CAROL ANNFINOP4519471
OOMS, CASPAR ALEXANDERCEO AND CHIEF COMPLIANCE OFFICER5002938

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/23/2018)
RR
Utah
(1/5/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Carl Franson's CRS (Customer Relationship Summary).

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