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Joseph Anthony Radecki

KPMG CORPORATE FINANCE
CHICAGO, IL
·CRD# 2119268·35 years experience

Professional Summary

Joseph Anthony Radecki is a registered financial advisor currently at KPMG CORPORATE FINANCE LLC located in Chicago, Illinois. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

KPMG CORPORATE FINANCE LLC·CRD# 103973
BD
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
June 26, 2014 - Present
ST. CHARLES CAPITAL, LLC·CRD# 133685
BD
Denver, CO
January 25, 2011 - July 1, 2014
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Denver, CO
February 29, 2008 - December 31, 2010
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
February 1, 2008 - February 29, 2008
HEADWATERS BD, LLC·CRD# 117042
BD
Denver, CO
February 15, 2006 - January 31, 2008
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
February 6, 2004 - April 6, 2004
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 18, 2000 - February 6, 2004
GEORGE K. BAUM & COMPANY·CRD# 36354
BD
Kansas City, MO
March 13, 1998 - January 25, 2000
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
May 5, 1997 - February 24, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED·CRD# 466
BD
Minneapolis, MN
September 24, 1991 - March 20, 1997

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Current Firm

KC
KPMG CORPORATE FINANCE LLC

KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: 8-52462
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436

Mailing Address

200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436

Phone Number

(312) 665-3100

Established

Delaware since 02/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KPMG LLPOWNER—
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(6/26/2014)
RR
Arkansas
(6/26/2014)
RR
California
(6/26/2014)
RR
Colorado
(6/26/2014)
RR
Connecticut
(6/26/2014)
RR
Delaware
(6/26/2014)
RR
District of Columbia
(6/26/2014)
RR
Florida
(6/26/2014)
RR
Georgia
(6/26/2014)
RR
Illinois
(6/26/2014)
RR
Indiana
(6/26/2014)
RR
Iowa
(6/26/2014)
RR
Kansas
(7/27/2015)
RR
Kentucky
(6/26/2014)
RR
Louisiana
(6/26/2014)
RR
Maryland
(6/26/2014)
RR
Massachusetts
(6/26/2014)
RR
Michigan
(6/26/2014)
RR
Minnesota
(6/26/2014)
RR
Mississippi
(6/26/2014)
RR
Missouri
(6/26/2014)
RR
Nevada
(6/26/2014)
RR
New Jersey
(6/26/2014)
RR
New Mexico
(7/27/2015)
RR
New York
(6/26/2014)
RR
North Carolina
(6/27/2014)
RR
North Dakota
(7/22/2021)
RR
Ohio
(6/27/2014)
RR
Oregon
(6/26/2014)
RR
Pennsylvania
(6/26/2014)
RR
Rhode Island
(6/26/2014)
RR
South Carolina
(7/27/2015)
RR
Texas
(6/26/2014)
RR
Utah
(7/27/2015)
RR
Vermont
(6/26/2014)
RR
Virginia
(6/26/2014)
RR
Washington
(6/26/2014)
RR
West Virginia
(6/26/2014)
RR
Wisconsin
(6/26/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1991About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony Radecki's CRS (Customer Relationship Summary).

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