Daniel P. Dodson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel P Dodson MR, who also goes by Daniel P Dodson, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2004. Daniel had worked at 2 firms and has passed the Series 63 and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2006 - September 11, 2006
FSIC
November 5, 2004 - November 14, 2006
JENCKS & COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 9/20/2004
Government Securities Representative ExaminationCurrent Firm
FSIC
CRD#: 37813 / SEC#: 801-64354, 8-48032
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
