Tracey L. Bohley
Professional summary
Tracey Lea Bohley, who also goes by Tracey Lea Gibson, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Rincon, Georgia and PKS SECURITIES, INC. located in Albany, New York.
Tracey is registered as a RR (Registered Representative) and started their career in finance in 2004. Tracey has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracey Lea Bohley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2004 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #2: 80 State Street, Albany, NY 12207December 2, 2020 - Present
PKS SECURITIES, INC.
Office #1: 80 State Street, Albany, NY 12207State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2020)
(11/8/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PKS SECURITIES, INC.
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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