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FIRM PROFILE
Overview
PKS SECURITIES, INC. is located at 80 State Street, Albany, NY 12207 and was first established at Woodbridge, Michigan in 09/10/1999. After operating for 27 years, PKS SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PKS SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. PKS SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PKS SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PKS SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PKS SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PKS SECURITIES, INC. Comes From
Understanding the Statistics for PKS SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
80 State Street, Albany, NY 12207
80 State Street, Albany, NY 12207
Small
(518) 436-3536
Michigan since 09/10/1999
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at PKS SECURITIES, INC.
Stephen Joseph Smith
Katherine Marie Flouton
Tracey Lea Bohley
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