Jacob A. Vachal
Professional summary
Jacob Alan Vachal, who also goes by Jacob Vachal, is a registered financial professional currently at RAINE SECURITIES LLC located in New York, New York.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2010. Jacob has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Alan Vachal's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2020 - Present
RAINE SECURITIES LLC
Office #1: 65 East 55th Street 24th Floor, New York, NY 10022September 2, 2015 - June 2, 2020
PERELLA WEINBERG PARTNERS LP
June 23, 2011 - June 11, 2015
LAZARD FRERES & CO. LLC
February 23, 2010 - June 6, 2011
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RAINE SECURITIES LLC
CRD#: 137873 / SEC#: , 8-67121
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAINE ADVISORS LLC | OWNER | |
| CHIANESE, ALFRED JOSEPH III | CHIEF OPERATING OFFICER | 6339436 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GARDNER, BRANDON WADE | PRESIDENT | 5767814 |
| RAVITCH, JOSEPH | CO-CHIEF EXECUTIVE OFFICER | 2504532 |
| RISHER, ANGELA RENEE | CHIEF COMPLIANCE OFFICER | 6676957 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER | 7338445 |
| SINE, JEFFREY ALAN | CO-CHIEF EXECUTIVE OFFICER | 1557736 |
Red Flags
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