Patrick J. Mullins

CARY STREET PARTNERS | Vice President, Financial Consultant

Charlottesville, VA 22902

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CRD#: 4824589

Professional summary

Patrick J. Mullins IV, CFP®, who also goes by Pat Mullins, Patrick Mullins IV, is a registered financial advisor currently at CARY STREET PARTNERS located in Charlottesville, Virginia and CARY STREET PARTNERS located in Richmond, Virginia.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Patrick has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Min. Asset: $100K–$250K

Services Offered

Comprehensive Financial Planning

Retirement Planning

Investment Planning

Biography

I help my clients and their families to grow and protect their wealth, make sound investment decisions and simplify their financial lives.  

Aliases

Pat Mullins | Patrick Mullins Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J. Mullins IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Education

Susquehanna University

Bachelor of Arts (BA) - Financial Economics

2004

Experience

Current

July 31, 2026 - Present

CARY STREET PARTNERS

Office #1: 200 Garrett Street Suite L, Charlottesville, VA 22902

RIA

CRD#: 128545

Charlottesville, VA

Current

July 31, 2026 - Present

CARY STREET PARTNERS

Office #1: 901 East Byrd Street Suite 1001, Richmond, VA 23219

CRD#: 128089

RICHMOND, VA

Past

March 31, 2025 - August 12, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MIDLOTHIAN, VA

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MIDLOTHIAN, VA

Past

April 16, 2008 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MIDLOTHIAN, VA

Past

January 19, 2007 - August 12, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MIDLOTHIAN, VA

Past

June 17, 2005 - December 11, 2006

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

MILFORD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Virginia

Registered Investment Advisory firm - (3/2/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/31/2026)

California
(7/31/2026)

Colorado
(7/31/2026)

Delaware
(7/31/2026)

District of Columbia
(7/31/2026)

Florida
(7/31/2026)

Georgia
(7/31/2026)

Hawaii
(7/31/2026)

Idaho
(7/31/2026)

Illinois
(7/31/2026)

Maine
(7/31/2026)

Maryland
(7/31/2026)

Massachusetts
(7/31/2026)

Missouri
(7/31/2026)

New Hampshire
(7/31/2026)

New Jersey
(7/31/2026)

New York
(7/31/2026)

North Carolina
(7/31/2026)

IAR

North Carolina
(7/31/2026)

Oregon
(7/31/2026)

Pennsylvania
(7/31/2026)

Rhode Island
(7/31/2026)

South Carolina
(7/31/2026)

Tennessee
(7/31/2026)

Texas
(7/31/2026)

IAR

Texas
(7/31/2026)

Virginia
(7/31/2026)

IAR

Virginia
(7/31/2026)

Washington
(7/31/2026)

Wisconsin
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/17/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/13/2013

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

Virginia

Registered Investment Advisory firm - (3/2/2007 Terminated)

PREMIUM

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Contact information

Main Address

901 East Byrd Street Suite 1001, Richmond, VA 23219

Mailing Address

Phone number

(804) 340-8100

Established

Firm type

Fiscal year end

# of Employees

166

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CSPIA FORM ADV PART 2A FIRM BROCHURE DATED 06/27/2025 (6/27/2025)

CSPIA FORM ADV PART 2A WRAP BROCHURE DATED 06/27/2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	13,853
AUM (Assets Under Management)	$ 8,263,891,736

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
10/22/2024	Cover Page	Report
07/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Patrick J. Mullins

Professional summary

At a Glance

Services Offered

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J. Mullins IV's CRS (Customer Relationship Summary).

Certified licenses

Education

Susquehanna University

Experience

CARY STREET PARTNERS

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CARY STREET PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2005

Series 10

Date: 6/17/2013

Series 9

Date: 3/13/2013

FINRA

Current Firm

CARY STREET PARTNERS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARY STREET PARTNERS

TRUST BUT VERIFY

Contact information

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