Solomon D. Barnett
Professional summary
Solomon Daniel Barnett, who also goes by Soloman D Barnett, Solomon D Barnett, is a registered financial professional currently at OPTIVER US LLC located in Chicago, Illinois.
Solomon is registered as a RR (Registered Representative) and started their career in finance in 2006. Solomon has worked at 3 firms and has passed the Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Solomon Daniel Barnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2022 - Present
OPTIVER US LLC
Office #1: 130 E. Randolph Street Suite 800, Chicago, IL 60601July 24, 2009 - November 16, 2020
CITADEL SECURITIES LLC
February 13, 2007 - August 30, 2007
CITADEL TRADING GROUP L.L.C.
December 20, 2006 - August 30, 2007
CITADEL SECURITIES LLC
March 27, 2006 - May 1, 2006
CITADEL TRADING GROUP L.L.C.
March 27, 2006 - May 1, 2006
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/17/2022
General Securities Representative ExaminationSeries 99TO
Date: 12/17/2022
Operations Professional ExaminationSeries 57TO
Date: 3/13/2022
Securities Trader ExamSeries 55
Date: 11/19/2013
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
OPTIVER US LLC
CRD#: 128030 / SEC#: , 8-66083
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPTIVER PARTNERSHIP US LP | PARENT COMPANY | |
| BRINKHUIS, RUTGER HENDRIK | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US | 6753961 |
| COLEMAN, KEVIN PAUL | CHIEF COMPLIANCE OFFICER | 6254324 |
| COONEY, PATRICK JAMES | MANAGING DIRECTOR - EUROPE | 7001978 |
| DEATON, MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 2964800 |
| ITKIN, ALEXANDER SAMUEL | CHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP | 5967037 |
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
Red Flags
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