Ryan D. Lupton
Professional summary
Ryan David Lupton, who also goes by Ryan Lupton, is a registered financial professional currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan David Lupton's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2021 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Office #1: 300 Innovation Dr, Franklin, TN 37067June 9, 2008 - March 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 9, 2008 - November 16, 2016
FIRST CLEARING, LLC
June 9, 2008 - March 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 9, 2008 - March 23, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 11, 2007 - June 5, 2008
TRUIST INVESTMENT SERVICES, INC.
December 11, 2007 - June 5, 2008
TRUIST INVESTMENT SERVICES, INC.
March 20, 2007 - December 12, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 20, 2007 - December 12, 2007
FIRST CLEARING, LLC
December 2, 2004 - December 12, 2007
WELLS FARGO CLEARING SERVICES, LLC
August 3, 2004 - December 12, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2022)
(3/19/2021)
(3/17/2026)
Exams
What does exam status mean?
Series 52TO
Passed: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| BIRETTO, MERCEDES PIERCE | SVP, DISTRIBUTION TECHNOLOGY & SUPPORT | 2471275 |
| BUTLER, ROBERT K | HEAD OF SALES | 4416717 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LEMIEUX, MATTHEW CRAIG | HEAD OF PRODUCT & ADVANCED PLANNING SOLUTIONS | 6562990 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| NICOLARSEN, BRIAN S | HEAD OF DISTRIBUTION ENABLEMENT | 5097901 |
| REED, ALISON RUSS | EXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION | 3241221 |
| SWARD, BRIAN RAYMOND | HEAD OF CHANNEL DEVELOPMENT | 4092846 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
