MH
Margaret E. Hall
CETERA INVESTMENT ADVISERS LLC
ALABASTER, AL 35007
Some features on this profile are disabled
CRD#: 4822000
MH
Professional summary
Margaret Elisabeth Hall, who also goes by Margaret Elisabeth Daum, Margaret Elizabeth Hall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alabaster, Alabama and CETERA ADVISORS LLC located in Alabaster, Alabama.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Margaret has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret Elisabeth Daum | Margaret Elizabeth Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: MONTEVALLO ELEMENTARY ; INVESTMENT RELATED: NO ; ADDRESS: 171 JETER CIRCLE, MONTEVALLO, AL 35115 ; NATURE OF BUSINESS: ELEMENTARY SCHOOL ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: ROOM PARENT ; APX NUMBER OF HOURS PER WEEK: 4/ MONTH ; APX NUMBER OF HOURS DURING TRADING HOURS: 4/ MONTH; BRIEF DESCRIPTION OF DUTIES: HELP FILL IN FOR KINDERGARTEN TEACHER ; (2) UNIVERSITY BAPTIST CHURCH; NOT INVESTMENT RELATED; PO BOX 3, MONTEVALLO, AL, 35115, NONPROFIT/RELIGIOUS ORGANIZATION; START 1/2013; 1-2 HOURS/WEEK; AFTER TRADING HOURS; CHAIRPERSON/BOARD OF TRUSTEES. (3) KENT & KATHY DAUM'S ESTATE; NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED ADDRESS; FIDUCIARY RELATIONSHIP; 0 HOURS/WEEK; EXECUTRIX OF PARENTS' ESTATE (4) NAME OF OTHER BUSINESS: BHM; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT PROPERTY; START DATE: 07/2017; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAINTENANCE AND UPKEEP OF PROPERTY; (5) NAME OF OTHER BUSINESS: MAIN STREET MONTEVALLO ECONOMIC VITALITY COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 880 MONTCLAIR ROAD SUITE #245, BIRMINGHAM, AL 35213; NATURE OF BUSINESS: CIVIC; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: COORDINATE RELATIONSHIP AND COMMUNICATION BETWEEN UNIVERSITY OF MONTEVALLO AND LARGER MAIN STREET COMMITTEE; (6) NAME OF OTHER BUSINESS: CEDAR ADVISORY PLANNING & INVESTMENTS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2022 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; (7) NAME OF OTHER BUSINESS: BOYS AND GIRLS CLUB OF CENTRAL ALABAMA; INVESTMENT RELATED: NO; ADDRESS:420 VINE ST MONTEVALLO, AL 35115; NATURE OF BUSINESS: NONPROFIT; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 3 HRS PER MONTH ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: WORK WITH CLUB STAFF TO DETERMINE, PUT INTO ACTION AND EVALUATE ACTIVITIES TO FUND,OPERATE CLUB ; (8) NAME OF OTHER BUSINESS: CO.STARTS (AS A PART OF MONTEVALLO MAIN STREET); INVESTMENT RELATED: NO; ADDRESS: 541 MAIN ST, MONTEVALLO, AL 35115; NATURE OF BUSINESS: COHORT BASED PROGRAM; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: CO.STARTERS LEAD FACILITATOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: FACILITATE THE CO.STARTERS CURRICULUM TO COHORT OF LOCAL ENTREPRENEURS TO FINE TUNE BUSINESS IDEAS AND TO INTO ACTION;
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Elisabeth Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6869 Highway 119, Alabaster, AL 35007RIA
CRD#: 105644
ALABASTER, AL
Current
April 17, 2015 - Present
CETERA ADVISORS LLC
Office #1: 6869 Highway 119, Alabaster, AL 35007BD
CRD#: 10299
Alabaster, AL
Past
April 17, 2015 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
ALABASTER, AL
Past
September 30, 2004 - April 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BIRMINGHAM, AL
Past
September 2, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 2, 2004 - April 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2015)
IAR
Alabama(3/21/2024)
RR
Colorado(4/17/2015)
RR
Florida(10/1/2021)
RR
Georgia(4/17/2015)
RR
Illinois(10/31/2022)
RR
Maryland(6/20/2025)
RR
Mississippi(7/22/2020)
RR
New York(11/4/2025)
RR
Ohio(2/13/2018)
RR
Tennessee(4/17/2015)
RR
Texas(7/27/2020)
IAR
Texas(3/21/2024)
RR
West Virginia(1/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Alabaster, AL 35007TRUST BUT VERIFY
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