Joseph S. Team
TEAM FINANCIAL STRATEGIES
Abilene, TX 79601
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CRD#: 4820236
Professional summary
Joseph Shane Team, CFP®, who also goes by Jody Team, Joseph S Team, is a registered financial advisor currently at TEAM FINANCIAL STRATEGIES located in Abilene, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 3 firms .
Biography
In his career Mr. Team has been mentioned in various articles and conducted interviews for television involving Financial Planning and investment management. He also conducts financial planning presentations in the local area. He is married to Rachel Team and has two girls, Emma and Audrey.
Question & Answer
What are your service offerings?
Education Planning
Investment Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Do you have an area of expertise or specialization?
Charitable Giving
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Jody Team | Joseph S Team
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BLUE HORSE FINANCIAL ADVISORS, LLC -- PRESIDENT; SERVE AS THE PRESIDENT AND CCO OF BLUE HORSE PRIMARILY RUNNING THE OPERATIONS OF THE COMPANY AND OVERSEEING COMPLIANCE.
N2 DEVELOPMENT--MEMBER/MANAGER/TREASURER--PARTICIPATES IN INVESTMENTS IN REAL ESTATE IN TEXAS
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Shane Team's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 20, 2007 - Present
TEAM FINANCIAL STRATEGIES
Office #1: 425 Cypress St., Abilene, TX 79601RIA
CRD#: 134104
Abilene, TX
Past
August 31, 2015 - February 10, 2017
BLUE HORSE FINANCIAL
RIA
CRD#: 269922
ABILENE, TX
Past
September 1, 2004 - April 1, 2005
BRIAUD FINANCIAL ADVISORS
RIA
CRD#: 105638
BRYAN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TEAM FINANCIAL STRATEGIES
J. TEAM FINANCIAL, INC. | TEAM, JOSEPH S. | TEAM FINANCIAL STRATEGIES
CRD#: 134104 / SEC#: 801-78596
RIA
Registered Investment Advisory firm - (9/23/2013 Approved)Texas
Registered Investment Advisory firm - (9/26/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/20/2007)
Exams
Current Firm
TEAM FINANCIAL STRATEGIES
J. TEAM FINANCIAL, INC. | TEAM, JOSEPH S. | TEAM FINANCIAL STRATEGIES
CRD#: 134104 / SEC#: 801-78596
RIA
Registered Investment Advisory firm - (9/23/2013 Approved)Texas
Registered Investment Advisory firm - (9/26/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 Cypress St., Abilene, TX 79601
Mailing Address
Phone number
(325) 480-1587
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,184 |
| AUM (Assets Under Management) | $ 257,421,456 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TEAM FINANCIAL STRATEGIES
CRD#: 134104Abilene, TX 79601TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
