DM
David B. Miller
AUCTUS ADVISORS LLC
Charlotte, NC 28203
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CRD#: 4819204
DM
Professional summary
David Bilbe Miller, who also goes by David B. Miller, is a registered financial advisor currently at AUCTUS ADVISORS LLC located in Charlotte, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David B. Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NATIXIS; ADVISORY BOARD MEMBER; INVESTMENT-RELATED; ADVISES ON INVESTMENT ADVISOR INDUSTRY TRENDS AND CLIENT SERVICE AND PRODUCT NEEDS; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; NO COMPENSATION; 2025 Pfeiffer University - Board of Trustees, Investment Committee Chair; 48380 US HWY 52 Misenheimer, NC 28109; Investment Related; 4 hours per month, 2 hours during trading; Oversee and assist university with financial and operation decisions; chair committee responsible for university spending, endowment distributions, and investment decision-making. No compensation. IC chair 7/1/2025; BOT 07/01/2018 David Bilbe Miller is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Auctus Advisors always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Auctus Advisors in connection with such individual's activities outside of Auctus Advisors.
CRS (Client Relationship Summary) - RIA
Click below to view David Bilbe Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2017 - Present
AUCTUS ADVISORS LLC
Office #1: 325 Arlington Avenue Suite 625, Charlotte, NC 28203RIA
CRD#: 289489
Charlotte, NC
Past
January 7, 2016 - January 2, 2018
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
CHARLOTTE, NC
Past
October 15, 2007 - January 25, 2016
POWELL WEALTH
RIA
CRD#: 144230
CORNELIUS, NC
Past
July 22, 2005 - October 26, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUCTUS ADVISORS LLC
AUCTUS ADVISORS LLC | M&L WEALTH ADVISORS LLC
CRD#: 289489 / SEC#: 801-111919
RIA
Registered Investment Advisory firm - (10/25/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/2/2018)
IAR
Texas(11/30/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AA
AUCTUS ADVISORS LLC
AUCTUS ADVISORS LLC | M&L WEALTH ADVISORS LLC
CRD#: 289489 / SEC#: 801-111919
RIA
Registered Investment Advisory firm - (10/25/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
325 Arlington Avenue Suite 625, Charlotte, NC 28203
Mailing Address
Phone number
(704) 533-9880
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 681 |
| AUM (Assets Under Management) | $ 480,924,511 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
