Suzuanne M. Foster
ONEASCENT FINANCIAL SERVICES LLC
Trevor, WI
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CRD#: 4812069
Professional summary
Suzuanne Marie Foster, CFP®, who also goes by Suzoo Foster, Suzanne Marie Parmenter, is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Trevor, Wisconsin and PURSHE KAPLAN STERLING INVESTMENTS located in Trevor, Wisconsin.
Suzuanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Suzuanne has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suzoo Foster | Suzanne Marie Parmenter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) One Ascent Financial DBA Adventure Financial; Investment related; 28202 Cabot Rd. Suite 300, Laguna Niguel, CA 92677; RIA; Financial Advisor - owner 6. 09/15/2021; 120 hrs/mo; 20 hrs during trading; Financial Planning, and investment advice 2) Fixed Insurance; Investment related; 25165 Runyard Way W Trevor WI 53179; Fixed / Traditional Insurance; Agent; 09/2021; 4 hrs/mo; 4 hrs during trading; Sales of Fixed / traditional Insurance products 3) PKS Financial; Investment related; 80 State St, Albany, NY 12207; Fixed / Traditional Insurance; Agent 6. 09/2021; 4 hrs/mo; 4 hrs during trading; Sales of Fixed / Traditional Insurance 4) Reliastar / Cal Choice; Investment related; 25165 Runyard Way, W Trevor, WI 53179; Health Insurance; Financial Advisor; 2015; 2 hrs/mo; 0 bhrs during trading; sell health insurance, personal, medicare & small business 5) Blue Shield of CA; Investment related; 25165 Runyard Way, W. Trevor, WI 53179; Health insurance; Financial Advisor; 2005; 2 hrs/mo; 0 hrs during trading; sell health insurance, personal, medicare & small business 6) Successor Trustee; Not investment related; 25165 Runyard Way, W. Trevor, WI 53179; Grandmothers successor trustee; granddaughter; 1977; 0 hrs/mo; 0 hrs during trading; If my mother cannot perform her trustee roles for my grandmother, then I would. 7) Election Poll Worker; Not Investment Related; 912 56th St. Kenosha, WI 53140; Civic Organization; Election Poll Worker; 4/1/2024; 0 hrs during trading; Help with election, confirm identity of voters.
CRS (Client Relationship Summary) - RIA
Click below to view Suzuanne Marie Foster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 15, 2021 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #2: 28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677RIA
CRD#: 284549
Trevor, WI
Current
September 15, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 25165 Runyard Way W., Trevor, WI 53179BD
CRD#: 35747
Trevor, WI
Past
August 27, 2004 - September 15, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Laguna Niguel, CA
Past
August 25, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 25, 2004 - September 15, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Laguna Niguel, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/15/2021)
IAR
California(9/15/2021)
RR
Illinois(9/22/2021)
RR
Nevada(9/22/2021)
RR
Oregon(9/22/2021)
RR
Tennessee(9/15/2021)
RR
Texas(9/15/2021)
IAR
Texas(9/15/2021)
RR
Washington(10/12/2023)
RR
Wisconsin(9/15/2021)
IAR
Wisconsin(9/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
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Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
