TA
Todd J. Avery
STATE FARM INVESTMENT MANAGEMENT
Highland, IN 46322
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CRD#: 4808904
TA
Professional summary
Todd Joseph Avery, who also goes by Todd J Avery, Todd Avery, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Highland, Indiana and STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Todd has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd J Avery | Todd Avery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) YO Ventures; non-investment; 8903 Arabia Road, Parkton, NC 28371; Investment or Commercial Property; partner; 11/1/2021; 0; 0; none. 2) Todd Avery Insurance Agency; Investment-related; 8124 Kennedy Ave Highland, IN 46322-1127; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2016; 80; 80; Service customers and supervise employees. 3) Precinct Committeman-Crown Point 13; Non-Investment related; 1420 Crooked Creek Court Crown Point, IN 46307; Public Service; Other; 05/07/2024; 4; 0; Precinct Committeeman in the 13th precinct of the City.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Joseph Avery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 8124 Kenndy Ave, Highland, IN 46322RIA
CRD#: 3487
Highland, IN
Current
February 12, 2016 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1 State Farm Plaza Floor C-3, Bloomington, IL 61710BD
CRD#: 43036
BLOOMINGTON, IL
Past
October 23, 2008 - October 8, 2009
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
DYER, IN
Past
March 12, 2008 - September 15, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
VALPARAISO, IN
Past
March 12, 2008 - September 15, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
VALPARAISO, IN
Past
May 25, 2007 - December 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MERRILLVILLE, IN
Past
May 21, 2007 - December 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MERRILLVILLE, IN
Past
October 24, 2006 - April 20, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
OLYMPIA FIELDS, IL
Past
June 6, 2005 - October 25, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
VALPARAISO, IN
Past
August 3, 2004 - September 24, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(7/20/2016)
IAR
Illinois(12/5/2018)
RR
Indiana(2/29/2016)
IAR
Indiana(12/6/2018)
RR
Michigan(9/28/2021)
IAR
Michigan(10/31/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
