Marko K. Kozul
Professional summary
Marko Kinchen Kozul, who also goes by Marko Kinchen Kozul Dr., is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
Marko is registered as a RR (Registered Representative) and started their career in finance in 2004. Marko has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marko Kinchen Kozul's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2019 - Present
RAINMAKER SECURITIES, LLC
August 11, 2017 - December 20, 2018
BTIG, LLC
June 1, 2012 - August 1, 2014
LEERINK PARTNERS LLC
May 4, 2010 - May 23, 2012
THINKEQUITY LLC
October 11, 2005 - April 20, 2010
JEFFERIES LLC
February 16, 2005 - November 7, 2005
VARIANT TRADING INSTITUTIONAL GROUP, INC.
July 23, 2004 - October 25, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2019)
(4/9/2020)
(4/9/2020)
(7/14/2021)
(4/9/2020)
(4/9/2020)
(8/23/2019)
(4/9/2020)
(5/12/2020)
Exams
FINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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