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CRD#: 132995
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RAINMAKER SECURITIES, LLC is located at 2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134 and was first established at Florida, Delaware in 03/09/2004. After operating for 22 years, RAINMAKER SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RAINMAKER SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. RAINMAKER SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RAINMAKER SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RAINMAKER SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RAINMAKER SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RAINMAKER SECURITIES, LLC Comes From

Understanding the Statistics for RAINMAKER SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134
Mailing Address
382 Ne 191st St. #86647 #86647, Miami, FL 33179-3899
Firm Size
Small
Phone Number
(888) 333-1091
Established
Delaware since 03/09/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
RAINMAKER GROUP HOLDINGS, LLCSOLE MEMBER
ANDERSON, GLEN WAYNEPRESIDENT5030000
CIOFFI, DOMINIC CHARLESCCO6505600

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Advisor's working at RAINMAKER SECURITIES, LLC

MP

Marianna Prueger

Marianna Katherine Prueger, Marianne Katherine Prueger, Marianne Prueger
IAR
RR
CRD#: 2712699
Location:
Houston, TX
Company:
TRANSPARENT 401K
Disclosures:
Experience:
29 years
View Profile
VP

Veronica Maria Parellada Eller

Veronica Eller, Veronica Maria Parellada Eller
IAR
RR
CRD#: 7610711
Location:
Coral Gables, FL 33136
Company:
MY INVESTMENT PATH
Disclosures:
Experience:
5 years
View Profile
JK

Jasdeep Singh Khera

Jasdeep Singh Khera, Jesse Khera
IAR
RR
CRD#: 6560802
Location:
New York, NY
Company:
RAINMAKER SECURITIES, LLC
Disclosures:
Experience:
10 years
View Profile
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