MM
Matthew O. Moore
NYE STREET PARTNERS LLC
Saratoga Springs, NY 12866
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CRD#: 4806270
MM
Professional summary
Matthew Oakley Moore is a registered financial advisor currently at NYE STREET PARTNERS LLC located in Saratoga Springs, New York and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OPTIFINO - 6/1/2024 - 17 State Street, New York, NY 10004 - Wholesaler, Working with Lifewize on a referral basis, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) NYE STREET PARTNERS - 8/1/2021 - 18 Division Street, Suite 301, Saratoga Springs, NY 12866 - Managing member, Advise ultra high net worth client/manage the family office practice, Invt Rel, Multifamily RIA, 40 hrs/mo; 1 hr/mo (during trading hours). ?the name of the other business; The Leader's Group Inc ?whether the business is investment-related; Yes ?the address of the other business; 26 W Dry Creek Circle, Suite 800 Littleton CO 80120 USA; ?the nature of the other business; Broker Dealer for placement of variable life insurance policies. Variable Life Insurance ?your position; Employee ?title, or relationship with the other business; Employee ?the start date of your relationship; 2024-11-20 ?the approximate number of hours/month you devote to the other business;0 ?the number of hours you devote to the other business during securities trading hours; 0 ?and briefly describe your duties relating to the other business; Broker Dealer for placement of variable life insurance policies. ;
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Oakley Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2021 - Present
NYE STREET PARTNERS LLC
Office #1: 18 Division St Unit 301, Saratoga Springs, NY 12866RIA
CRD#: 316056
Saratoga Springs, NY
Current
September 24, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
July 16, 2004 - November 7, 2017
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
SARATOGA SPRINGS, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/2/2025)
RR
Delaware(1/13/2025)
IAR
New York(9/15/2021)
RR
New York(11/7/2024)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/23/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYE STREET PARTNERS LLC
NYE STREET PARTNERS LLC
CRD#: 316056 / SEC#:
New York
Registered Investment Advisory firm - (9/15/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18 Division St Unit 301, Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 246-6970
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 8,209,169 |
Red Flags
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Company Information
NYE STREET PARTNERS LLC
CRD#: 316056Saratoga Springs, NY 12866TRUST BUT VERIFY
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