Stephen J. Perrone

BRIXTON CAPITAL WEALTH ADVISORS

Garden City, NY 11530

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CRD#: 4805871

Professional summary

Stephen Joseph Perrone is a registered financial advisor currently at BRIXTON CAPITAL WEALTH ADVISORS, LLC located in Garden City, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Accident & Health, Life, and Variable Insurance; Investment-Related 8/2018 Good News Investors LLC; Non Investment-Related; 33% Owner; Purchase & remodel homes to resell. 55 Brixton Road, garden City, NY 1130

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Perrone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2017 - Present

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Office #1: 1305 Franklin Ave Suite 300, Garden City, NY 11530

RIA

CRD#: 288810

Garden City, NY

Past

September 14, 2017 - December 31, 2018

BRIXTON CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 288810

UNIONDALE, NY

Past

July 27, 2017 - December 10, 2018

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHEL FIELD, NY

Past

November 5, 2014 - August 8, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ROSLYN, NY

Past

January 22, 2009 - August 3, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ROSLYN, NY

Past

June 2, 2005 - January 3, 2006

SDS SECURITIES CORP.

CRD#: 129413

NEW YORK, NY

Past

May 24, 2004 - September 22, 2004

EQUITEC PROPRIETARY MARKETS, LLC

CRD#: 113728

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIXTON CAPITAL WEALTH ADVISORS, LLC

BRIXTON CAPITAL WEALTH ADVISORS, LLC | FINANCE

CRD#: 288810 / SEC#: 801-110811

RIA

Registered Investment Advisory firm - (7/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/28/2022)

IAR

Connecticut
(1/11/2019)

IAR

Florida
(9/14/2017)

IAR

Massachusetts
(3/26/2019)

IAR

New Jersey
(1/15/2019)

IAR

New York
(2/14/2021)

IAR

North Carolina
(10/4/2022)

IAR

Pennsylvania
(1/11/2019)

IAR

Texas
(9/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2009

General Securities Representative Examination

Current Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

BRIXTON CAPITAL WEALTH ADVISORS, LLC | FINANCE

CRD#: 288810 / SEC#: 801-110811

RIA

Registered Investment Advisory firm - (7/13/2017 Approved)

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Contact information

Main Address

1305 Franklin Ave Suite 300, Garden City, NY 11530

Mailing Address

Phone number

(516) 222-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	729
AUM (Assets Under Management)	$ 176,705,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen J. Perrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Perrone's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIXTON CAPITAL WEALTH ADVISORS, LLC

NORTHEAST SECURITIES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SDS SECURITIES CORP.

EQUITEC PROPRIETARY MARKETS, LLC

Primary Firm SEC Registration

BRIXTON CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2009

Current Firm

BRIXTON CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIXTON CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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