Alexander H. Mack

IA GLOBAL CAPITAL LLC

New York, NY 10017

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CRD#: 4805607

Professional summary

Alexander Herbert Mack is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York, New York and SPARRING PARTNERS CAPITAL LLC located in Short Hills, New Jersey.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2004. Alexander has worked at 27 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 62, SIE, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Herbert Mack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2005 - Present

IA GLOBAL CAPITAL LLC

Office #1: 101 Park Avenue 38th Floor, New York, NY 10017

CRD#: 129802

New York, NY

Current

June 17, 2005 - Present

SPARRING PARTNERS CAPITAL LLC

CRD#: 133780

Short Hills, NJ

Current

January 9, 2007 - Present

PREVAIL CAPITAL LLC

CRD#: 141322

NAPLES, FL

Current

January 17, 2020 - Present

MARCO POLO SECURITIES INC.

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020

CRD#: 46561

New York, NY

Current

March 1, 2023 - Present

LEAGUE CAPITAL MARKETS

Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY, 10105

CRD#: 170803

NEW YORK, NY

Past

April 5, 2023 - July 1, 2024

BANCTRUST SECURITIES USA

CRD#: 313116

NEW YORK, NY

Past

February 5, 2020 - March 12, 2021

C2M SECURITIES, LLC

CRD#: 38924

RICHMOND, VA

Past

March 28, 2017 - December 3, 2018

BANKERS CAPITAL INTERNATIONAL

CRD#: 166846

NEW YORK, NY

Past

March 27, 2017 - January 2, 2023

MIDDLEMARCH SECURITIES LLC

CRD#: 283508

STAMFORD, CT

Past

July 28, 2010 - March 27, 2017

BURNHAM HILL PARTNERS LLC

CRD#: 148000

NEW YORK, NY

Past

March 9, 2010 - September 19, 2014

SCOUT TRADING, LLC

CRD#: 151990

NEW YORK, NY

Past

August 27, 2009 - May 3, 2010

VOGUE CAPITAL MANAGEMENT LLC

CRD#: 148665

SUNNY ISLES BEACH, FL

Past

July 24, 2009 - September 1, 2010

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

December 2, 2008 - August 24, 2012

ABBEY CAPITAL (US) LLC

CRD#: 147760

NEW YORK, NY

Past

October 15, 2007 - September 26, 2012

MCAP LLC

CRD#: 139515

NEW YORK, NY

Past

April 24, 2007 - March 8, 2011

PROCTOR INVESTMENT DISTRIBUTORS, LLC

CRD#: 141946

NEW YORK, NY

Past

March 5, 2007 - February 14, 2008

OVERTURE SECURITIES LLC

CRD#: 132350

NEW YORK, NY

Past

January 31, 2007 - February 23, 2009

SABER CAPITAL PARTNERS, LLC

CRD#: 126126

NEW YORK, NY

Past

September 18, 2006 - December 4, 2012

DWM FINANCE LLC

CRD#: 137513

STAMFORD, CT

Past

September 5, 2006 - December 10, 2012

STRAUS CAPITAL, LLC

CRD#: 136093

PRINCETON JUNCTION, NJ

Past

June 29, 2006 - December 5, 2008

TRIBECA SECURITIES LLC

CRD#: 130855

NEW YORK, NY

Past

June 20, 2006 - December 10, 2007

MIDCHESTER CAPITAL LLC

CRD#: 139228

NEW YORK, NY

Past

December 15, 2005 - April 20, 2007

OCEANA PARTNERS LLC

CRD#: 129883

NEW YORK, NY

Past

March 31, 2005 - October 4, 2010

PROVIDENT INTERNATIONAL SECURITIES, INC.

CRD#: 103834

NEW YORK CITY, NY

Past

March 28, 2005 - May 31, 2005

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

November 13, 2004 - January 12, 2005

GLOBAL INTER EQUITIES (S.A.), INC.

CRD#: 44997

NEW YORK, NY

Past

August 6, 2004 - January 7, 2005

LEEB BROKERAGE SERVICES, INC.

CRD#: 46195

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(1/10/2020)

New York
(1/17/2020)

Exams

State Security Law Exam

Series 63

Date: 7/7/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 3/11/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/5/2004

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

LEAGUE CAPITAL MARKETS

FORT GHENT BROKERAGE LLC | LEAGUE CAPITAL MARKETS

CRD#: 170803 / SEC#: , 8-69432

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 2nd Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 2nd Floor, New York, NY 10105

Phone number

(212) 588-0580

Established

New York since 11/01/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LEAGUEMED ENTERPRISES, LLC	OWNER
DAUSEND, DOROTHY THERESA	SUPERVISORY PRINCIPAL	1326747
GALLAGHER, JOHN JOSEPH JR	CEO	3128509
MACK, ALEXANDER HERBERT	FINOP	4805607
MACK, DAVID	PRESIDENT	2164969
URQUIOLA, JEAN CAROL	CCO, VICE PRESIDENT	1806619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alexander H. Mack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Herbert Mack's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPARRING PARTNERS CAPITAL LLC

PREVAIL CAPITAL LLC

MARCO POLO SECURITIES INC.

LEAGUE CAPITAL MARKETS

BANCTRUST SECURITIES USA

C2M SECURITIES, LLC

BANKERS CAPITAL INTERNATIONAL

MIDDLEMARCH SECURITIES LLC

BURNHAM HILL PARTNERS LLC

SCOUT TRADING, LLC

VOGUE CAPITAL MANAGEMENT LLC

WTS PROPRIETARY TRADING GROUP LLC

ABBEY CAPITAL (US) LLC

MCAP LLC

PROCTOR INVESTMENT DISTRIBUTORS, LLC

OVERTURE SECURITIES LLC

SABER CAPITAL PARTNERS, LLC

DWM FINANCE LLC

STRAUS CAPITAL, LLC

TRIBECA SECURITIES LLC

MIDCHESTER CAPITAL LLC

OCEANA PARTNERS LLC

PROVIDENT INTERNATIONAL SECURITIES, INC.

J.P.R. CAPITAL CORP.

GLOBAL INTER EQUITIES (S.A.), INC.

LEEB BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/2016

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2005

Series 14

Date: 1/2/2023

Series 53

Date: 3/11/2008

Series 24

Date: 12/8/2005

Series 27

Date: 8/5/2004

FINRA

Current Firm

LEAGUE CAPITAL MARKETS

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LEAGUE CAPITAL MARKETS

TRUST BUT VERIFY

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