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CRD#: 133780
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SPARRING PARTNERS CAPITAL LLC is located at 20 Fairfield Drive, Short Hills, NJ 07078 and was first established at Woodbridge, New Jersey in 09/01/2004. After operating for 21 years, SPARRING PARTNERS CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SPARRING PARTNERS CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. SPARRING PARTNERS CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SPARRING PARTNERS CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SPARRING PARTNERS CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SPARRING PARTNERS CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SPARRING PARTNERS CAPITAL LLC Comes From

Understanding the Statistics for SPARRING PARTNERS CAPITAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
20 Fairfield Drive, Short Hills, NJ 07078
Mailing Address
Po Box 395, Short Hills, NJ 07078
Firm Size
Small
Phone Number
(212) 490-6525
Established
New Jersey since 09/01/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SPAR, WARREN HALCEO, CHIEF COMPLIANCE OFFICER
CHOI, DAVIDPRINCIPAL2277222
MACK, ALEXANDER HERBERTFINOP, CFO4805607
SPAR, STEPHANIE WALDMANMEMBER831632

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Advisor's working at SPARRING PARTNERS CAPITAL LLC

DC

David Choi

David Chai, David Kai Sing Choi
RR
CRD#: 2277222
Location:
Short Hills, NJ
Company:
SPARRING PARTNERS CAPITAL LLC
Disclosures:
Experience:
33 years
View Profile
DS

Dana Marie Samuels

RR
CRD#: 6179115
Location:
Short Hills, NJ
Company:
SPARRING PARTNERS CAPITAL LLC
Disclosures:
Experience:
12 years
View Profile
AM

Alexander Herbert Mack

RR
CRD#: 4805607
Location:
New York, NY 10017
Company:
IA GLOBAL CAPITAL LLC
Disclosures:
Experience:
21 years
View Profile
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