WW
William D. West
NATIONWIDE INVESTMENT SERVICES
Columbus, OH 43215
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CRD#: 4804909
WW
Professional summary
William D. West JR., who also goes by William D. West Jr., is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
William D. West Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William D. West JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2010 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215BD
CRD#: 7110
Columbus, OH
Past
September 8, 2009 - December 4, 2009
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
RICHMOND, VA
Past
June 22, 2004 - February 26, 2009
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/21/2010)
RR
Arkansas(1/18/2018)
RR
Connecticut(1/21/2010)
RR
Delaware(1/21/2010)
RR
District of Columbia(1/21/2010)
RR
Florida(1/21/2010)
RR
Georgia(1/21/2010)
RR
Indiana(1/18/2018)
RR
Kentucky(3/17/2010)
RR
Louisiana(1/18/2018)
RR
Maine(1/21/2010)
RR
Maryland(1/21/2010)
RR
Massachusetts(1/21/2010)
RR
Michigan(1/21/2010)
RR
Mississippi(1/21/2010)
RR
New Hampshire(1/21/2010)
RR
New Jersey(1/21/2010)
RR
New York(1/21/2010)
RR
North Carolina(1/21/2010)
RR
Ohio(1/21/2010)
RR
Oregon(2/4/2020)
RR
Pennsylvania(1/21/2010)
RR
Rhode Island(1/21/2010)
RR
South Carolina(1/21/2010)
RR
Vermont(1/21/2010)
RR
Virginia(1/21/2010)
RR
West Virginia(1/21/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NI
NATIONWIDE INVESTMENT SERVICES CORPORATION
NATIONWIDE INVESTMENT ADVISORS, LLC | PEBSCO SECURITIES CORP. | NATIONWIDE RETIREMENT INSTITUTE, A DIVISION OF NISC | NATIONWIDE INVESTMENT SVCS. CORPORATION | NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
+1 (800) 882-2822
Established
Oklahoma since 03/19/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| DELEGET, JERROLD BRIAN | CHIEF COMPLIANCE OFFICER | 4364224 |
| JESTICE, KEVIN THOMAS | BOARD DIRECTOR | 5363377 |
| KOTECHA, KUSH VIJAY | BOARD DIRECTOR | 8178085 |
| PEREZ, JUAN JOSE QUEVER | PRESIDENT/BOARD DIRECTOR | 6387381 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110Columbus, OH 43215TRUST BUT VERIFY
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