Randir K. Naraine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randir Kumar Naraine was a registered financial professional .
Randir is a previously registered financial professional and started their career in finance in 2006. Randir had worked at 7 firms and has passed the Series 63, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2012 - June 3, 2013
WTS PROPRIETARY TRADING GROUP LLC
December 15, 2008 - April 27, 2009
CHARLES MORGAN SECURITIES, INC.
July 14, 2008 - December 8, 2008
JOHN THOMAS FINANCIAL
April 8, 2008 - July 7, 2008
MAXIM GROUP LLC
May 14, 2007 - February 22, 2008
EASTBROOK CAPITAL GROUP LLC
October 26, 2006 - December 20, 2006
GMS GROUP
January 20, 2006 - November 14, 2006
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 7/25/2012
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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