Christopher N. Arkin

TOURMALINE PARTNERS

Stamford, CT 06901

Some features on this profile are disabled

CRD#: 4803598

Professional summary

Christopher Nathan Arkin is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Nathan Arkin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2021 - Present

TOURMALINE PARTNERS, LLC

Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901

CRD#: 154492

Stamford, CT

Past

September 13, 2010 - June 4, 2014

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

April 29, 2009 - November 16, 2010

WILLIAMS TRADING LLC

CRD#: 43678

WESTPORT, CT

Past

July 21, 2005 - March 13, 2006

SIG SPECIALISTS, INC.

CRD#: 21831

NEW YORK, NY

Past

July 2, 2004 - March 13, 2006

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/22/2021)

Connecticut
(2/16/2021)

Florida
(2/15/2021)

Illinois
(2/22/2021)

Louisiana
(2/15/2021)

Maryland
(2/15/2021)

Massachusetts
(2/22/2021)

New Jersey
(2/22/2021)

New York
(2/22/2021)

Pennsylvania
(2/22/2021)

Puerto Rico
(2/15/2021)

Rhode Island
(2/22/2021)

Virginia
(2/22/2021)

Exams

State Security Law Exam

Series 63

Date: 2/21/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/29/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/14/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/28/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TOURMALINE PARTNERS, LLC

CRD#: 154492 / SEC#: , 8-68644

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

680 Washington Blvd. 10th Floor, Stamford, CT 06901

Mailing Address

680 Washington Blvd. 10th Floor, Stamford, CT 06901

Phone number

(203) 302-7300

Established

Connecticut since 06/17/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TOUR INTERMEDIATE 2, LLC	SOLE MEMBER
CONWAY, JAMES ROBERT	CFO, FINOP	4368039
DISPIGNA, DANIEL NMN	COO	2902260
HANTMAN, AARON SAMUEL	CEO	3020334
OLENCKI, JAMES LOUIS MR.	CHIEF COMPLIANCE OFFICER	5602387

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher N. Arkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Nathan Arkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO SECURITIES, LLC

WILLIAMS TRADING LLC

SIG SPECIALISTS, INC.

SUSQUEHANNA FINANCIAL GROUP, LLLP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/2021

Series 7TO

Date: 2/14/2021

SIE

Date: 1/29/2021

Series 55

Date: 5/14/2009

Series 7

Date: 4/28/2009

FINRA

Current Firm

TOURMALINE PARTNERS, LLC

Contact information

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TOURMALINE PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors