Rodrigo Santamaria
Professional Summary
Rodrigo Santamaria, who also goes by Rodrigo Santamaria, is a registered financial advisor currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida. Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 2008. Rodrigo has worked at 3 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rodrigo Santamaria
Similar Advisors
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT FINANCIAL, LLC
Current Firm
OCEAN FINANCIAL SERVICES, LLC
Contact Information
Main Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126Mailing Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126Phone Number
(305) 461-6940Established
Florida since 01/19/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(7/31/2024)
(7/31/2024)
(7/22/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - BD
Click below to view Rodrigo Santamaria's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC
