Manuel M Del Canal
Professional Summary
Manuel M Del Canal, who also goes by Manuel Mauricio Del Canal, is a registered financial advisor currently at OCEAN FINANCIAL ADVISORS LLC located in Miami, Florida and OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida. Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Manuel has worked at 5 firms and has passed the Series 65, Series 66, Series 52TO, Series 99TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Manuel Mauricio Del Canal
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
OCEAN FINANCIAL ADVISORS LLC
Contact Information
Main Address
780 Nw 42nd Avenue Suite 500, Miami, FL 33126Phone Number
(305) 461-6940# of Employees
10Documents
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$4,032,760Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/29/2017)
(2/12/2014)
(11/20/2018)
(5/16/2016)
(5/16/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Manuel M Del Canal's CRS (Customer Relationship Summary).
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