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Gustavo Martin Leyva

OCEAN FINANCIAL SERVICES
MIAMI, FL
·CRD# 4426994·23 years experience

Professional Summary

Gustavo Martin Leyva is a registered financial advisor currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida. Gustavo is registered as a RR (Registered Representative) and started their career in finance in 2003. Gustavo has worked at 9 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

OCEAN FINANCIAL SERVICES, LLC·CRD# 164289
BD
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
May 29, 2025 - Present
BTG PACTUAL US CAPITAL, LLC·CRD# 149486
BD
Miami, FL
December 13, 2021 - May 1, 2025
ITAU INTERNATIONAL SECURITIES INC.·CRD# 144769
BD
Miami, FL
August 1, 2017 - December 13, 2021
CREAND SECURITIES·CRD# 38964
BD
Miami, FL
April 7, 2014 - August 1, 2017
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Miami, FL
January 30, 2012 - April 17, 2014
SCOTTRADE, INC.·CRD# 8206
BD
Miami, FL
May 12, 2005 - January 17, 2012
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
Charlotte, NC
January 26, 2004 - April 27, 2005
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Boca Raton, FL
November 20, 2003 - December 1, 2003
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
August 7, 2003 - November 26, 2003

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Current Firm

OF
OCEAN FINANCIAL SERVICES, LLC

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289 / SEC#: 8-69092
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

780 Nw 42nd Avenue, Suite 500, Miami, FL 33126

Mailing Address

780 Nw 42nd Avenue, Suite 500, Miami, FL 33126

Phone Number

(305) 461-6940

Established

Florida since 01/19/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OFS HOLDING, LLCMEMBER—
CAMPBELL, ROBERT NMNCHIEF FINANCIAL OFFICER1349154
DEL CANAL, MANUEL MMANAGER; CHIEF EXECUTIVE OFFICER4624208
LEYVA, GUSTAVO MARTINAML CHIEF COMPLIANCE OFFICER4426994
LEYVA, GUSTAVO MARTINCHIEF COMPLIANCE OFFICER4426994

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/3/2025)
RR
Delaware
(9/3/2025)
RR
Florida
(5/29/2025)
RR
Michigan
(9/3/2025)
RR
New York
(5/29/2025)
RR
North Carolina
(9/3/2025)
RR
Texas
(9/3/2025)
RR
Wyoming
(9/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2003About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jun 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2015About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed May 2015About the Series 10 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2015About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gustavo Martin Leyva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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