AP
Alex Platonov
LANTERN WEALTH ADVISORS
Melville, NY 11747
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CRD#: 4800524
AP
Professional summary
Alex Platonov, who also goes by Alexander Platonov, is a registered financial advisor currently at LANTERN WEALTH ADVISORS, LLC located in Melville, New York and HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Alex has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Platonov
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF LANTERN WEALTH ADVISORS, LLC LOCATED AT 35 PINELAWN ROAD MELVILLE, NY. I AM A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE EMPLOYED SINCE 05/2011. THIS IS INVESTMENT RELATED. I SPEND APPROXIMATELY 10 HOURS/WEEK MOST OF WHICH ARE DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Platonov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2011 - Present
LANTERN WEALTH ADVISORS, LLC
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747RIA
CRD#: 147420
Melville, NY
Current
February 22, 2005 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747BD
CRD#: 30996
Melville, NY
Past
December 7, 2004 - March 17, 2005
LH ROSS & COMPANY, INC.
BD
CRD#: 37920
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/22/2005)
RR
Colorado(9/28/2021)
RR
Connecticut(9/3/2008)
RR
Delaware(6/12/2017)
RR
Florida(9/3/2008)
RR
Georgia(1/4/2017)
RR
Idaho(8/6/2010)
RR
Illinois(5/17/2018)
RR
Maryland(3/4/2009)
RR
Massachusetts(6/10/2016)
RR
Michigan(4/29/2016)
RR
Minnesota(11/4/2019)
RR
New Jersey(9/3/2008)
RR
New York(2/22/2005)
IAR
New York(9/16/2021)
RR
North Carolina(3/29/2010)
RR
Oregon(8/6/2010)
RR
Pennsylvania(2/22/2005)
RR
South Carolina(3/6/2019)
RR
Texas(3/29/2010)
RR
Virginia(1/11/2012)
RR
Wisconsin(9/23/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LANTERN WEALTH ADVISORS, LLC
LANTERN ADVISERS LLC | LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
RIA
Registered Investment Advisory firm - (1/15/2014 Approved)California
Registered Investment Advisory firm - (2/16/2014 Terminated)New Jersey
Registered Investment Advisory firm - (2/10/2014 Terminated)New York
Registered Investment Advisory firm - (1/17/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
Phone number
(631) 454-2000
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 265,466,991 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
