Tracy L. Stagner

STAGNER FINANCIAL ADVISORY

Edmond, OK 73013

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CRD#: 4798676

Professional summary

Tracy Lynn Stagner is a registered financial advisor currently at STAGNER FINANCIAL ADVISORY located in Edmond, Oklahoma.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tracy has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Stagner Accounting Services, PLLCTracy Stagner is a Certified Public Accountant. Approximately 50% of her time is spent in this practice. From time to time, she may offer clients products and/or services in this capacity. (2) Stagner Holdings, LLC; Member/Personal Real Estate Holdings; Tulsa, OK; 01/2015. (3) TREEK, LLC; Member/Personal Real Estate Holdings; Tulsa, OK; 04/2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Lynn Stagner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2017 - Present

STAGNER FINANCIAL ADVISORY

Office #1: 2600 E. Memorial Road, Edmond, OK 73013Office #2: 2600 E. Memorial Road, Edmond, OK 73013

RIA

CRD#: 284305

Edmond, OK

Past

August 9, 2004 - November 17, 2005

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(11/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/6/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STAGNER FINANCIAL ADVISORY

STAGNER FINANCIAL ADVISORY | STAGNER FINANCIAL ADVISORY GROUP, LLC

CRD#: 284305 / SEC#:

Oklahoma

Registered Investment Advisory firm - (7/11/2016 Approved)

Texas

Registered Investment Advisory firm - (6/18/2016 Conditional Restricted)

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Contact information

Main Address

2600 E. Memorial Road, Edmond, OK 73013

Mailing Address

Phone number

(855) 285-0316

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 52,745,849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy L. Stagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Lynn Stagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAGNER FINANCIAL ADVISORY

STATE FARM VP MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2017

Series 63

Date: 9/3/2004

Series 6

Date: 8/6/2004

Current Firm

STAGNER FINANCIAL ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAGNER FINANCIAL ADVISORY

TRUST BUT VERIFY

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