AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KF

Kristopher S. Frey

HIDDEN ROAD PARTNERS CIV US LLC
Chicago, IL 60657
Some features on this profile are disabled
CRD#: 4797346
KF

Professional summary

Kristopher Sean Frey, who also goes by Sean Frey, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in Chicago, Illinois.

Kristopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristopher has worked at 8 firms and has passed the SIE, Series 14 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sean Frey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristopher Sean Frey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

HIDDEN ROAD PARTNERS CIV US LLC

Office #1: 3033 North Clark Street Suite 12, Chicago, IL 60657
BD
CRD#: 331954
Chicago, IL
Past

March 8, 2024 - January 15, 2026

OUTSET GLOBAL TRADING LIMITED

BD
CRD#: 281065
New York, NY
Past

December 23, 2021 - May 19, 2023

MAREX NORTH AMERICA SECURITIES LLC

BD
CRD#: 307508
Chicago, IL
Past

April 8, 2021 - May 19, 2023

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

October 23, 2019 - July 10, 2020

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL
Past

November 26, 2013 - October 1, 2019

ABN AMRO CLEARING USA LLC

BD
CRD#: 14020
CHICAGO, IL
Past

March 15, 2005 - April 16, 2007

RONIN TRADING, LLC

BD
CRD#: 124987
CHICAGO, IL
Past

May 14, 2004 - November 26, 2013

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/3/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/13/2004
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HR
HIDDEN ROAD PARTNERS CIV US LLC
HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME

CRD#: 331954 / SEC#: , 8-71259

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 East 40th Street 26th Floor, New York, NY 10016
Mailing Address
10 East 40th Street 26th Floor, New York, NY 10016
Phone number
(646) 834-5623
Established
Delaware since 10/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HIDDEN ROAD PARTNERS CIV US HOLDCO LLCPARENT COMPANY
ASCH, MARC EDWARDCHIEF EXECUTIVE OFFICER5565083
CIPOLLONE, BRIAN MICHAELPRINCIPAL OPERATIONS OFFICER2982507
DISTELL, GARY NEILCHIEF COMPLIANCE OFFICER1540489
KNECHT, JOHN ELIOTCHIEF FINANCIAL OFFICER/FINOP7192538
MEHTA, HINA MANHERLALGENERAL COUNSEL

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIDDEN ROAD PARTNERS CIV US LLC

CRD#: 331954Chicago, IL 60657

TRUST BUT VERIFY

Monitor Kristopher Frey

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.