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TQ

Thomasina M. Quesinberry

CETERA INVESTMENT ADVISERS LLC
WASHINGTON COURT HOUSE, OH
Some features on this profile are disabled
CRD#: 4796415
TQ

Professional summary

Thomasina M Quesinberry, who also goes by Thomasina M Campbell, Tomi Campbell, Thomasina Michele Quesinberry, Tomi Quesinberry, Michele Quesinberry, Thomasina M Wolfe, Tomi Wolfe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Washington Court House, Ohio and CETERA ADVISORS LLC located in Overland Park, Kansas.

Thomasina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Thomasina has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomasina M Campbell | Tomi Campbell | Thomasina Michele Quesinberry | Tomi Quesinberry | Michele Quesinberry | Thomasina M Wolfe | Tomi Wolfe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTEREDLOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE:12/2020 ; POSITION/TITLE/RELATIONSHIP: COMPLIANCE ASSOCIATE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ASSIST IN SUPERVISION. DOCUPACE PRESCREEN. ANNUITY CORRESPONDENCE. GIFT LOG MONITORING ; (2) NAME OF OTHER BUSINESS: PURRFECT COMPANION CAT RESOURCE CENTER ; INVESTMENT RELATED: NO ; ADDRESS: 80 N. MULBERRY, CHILLI NATURE OF BUSINESS: NON-PROFIT ; START DATE: 01/2007 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: TAKE NOTES AND VOLUNTEER FOR THE PROGRAMS ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomasina M Quesinberry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WASHINGTON COURT HOUSE, OH
Current

May 12, 2021 - Present

CETERA ADVISORS LLC

Office #1: 10955 Lowell Ave Ste 900 910, 920, 100, & 200, Overland Park, KS, 66210
BD
CRD#: 10299
Overland Park, KS
Past

July 7, 2022 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
GREENWOOD VILLAGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/17/2023)
RR
Alaska
(4/4/2023)
RR
Arizona
(3/27/2023)
RR
Arkansas
(4/5/2023)
RR
California
(3/17/2023)
RR
Colorado
(3/20/2023)
RR
Connecticut
(3/17/2023)
RR
Delaware
(3/23/2023)
RR
District of Columbia
(3/20/2023)
RR
Florida
(3/20/2023)
RR
Georgia
(3/21/2023)
RR
Hawaii
(3/20/2023)
RR
Idaho
(3/20/2023)
RR
Illinois
(3/20/2023)
RR
Indiana
(3/23/2023)
RR
Iowa
(3/20/2023)
RR
Kansas
(3/31/2022)
RR
Kentucky
(3/23/2023)
RR
Louisiana
(3/20/2023)
RR
Maine
(3/17/2023)
RR
Maryland
(3/21/2023)
RR
Massachusetts
(3/20/2023)
RR
Michigan
(3/21/2023)
RR
Minnesota
(3/20/2023)
RR
Mississippi
(3/20/2023)
RR
Missouri
(3/17/2023)
RR
Montana
(3/27/2023)
RR
Nebraska
(3/17/2023)
RR
Nevada
(3/23/2023)
RR
New Hampshire
(3/22/2023)
RR
New Jersey
(3/17/2023)
RR
New Mexico
(3/20/2023)
RR
New York
(3/17/2023)
RR
North Carolina
(3/20/2023)
RR
North Dakota
(3/21/2023)
RR
Ohio
(3/29/2022)
IAR
Ohio
(3/21/2024)
RR
Oklahoma
(3/22/2023)
RR
Oregon
(4/11/2023)
RR
Pennsylvania
(3/20/2023)
RR
Rhode Island
(3/24/2023)
RR
South Carolina
(3/27/2023)
RR
South Dakota
(3/23/2023)
RR
Tennessee
(5/5/2023)
RR
Texas
(3/20/2023)
IAR
Texas
(3/21/2024)
RR
Utah
(3/17/2023)
RR
Vermont
(3/20/2023)
RR
Virginia
(3/20/2023)
RR
Washington
(3/20/2023)
RR
West Virginia
(3/20/2023)
RR
Wisconsin
(3/20/2023)
RR
Wyoming
(3/29/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/12/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/28/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/18/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Washington Court House, OH

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