Christa Maxwell

AMG DISTRIBUTORS

Stamford, CT 06901

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CRD#: 4792006

Professional summary

Christa Maxwell, who also goes by Christa M Choat, Christa M Maxwell, Christa Michelle Maxwell, is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.

Christa is registered as a RR (Registered Representative) and started their career in finance in 2004. Christa has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christa M Choat | Christa M Maxwell | Christa Michelle Maxwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christa Maxwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2023 - Present

AMG DISTRIBUTORS, INC.

Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901

CRD#: 27314

Stamford, CT

Past

February 24, 2020 - July 21, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

October 19, 2018 - October 9, 2019

IMST DISTRIBUTORS, LLC

CRD#: 130745

PORTLAND, ME

Past

August 23, 2017 - October 7, 2019

KENNEDY CAPITAL MANAGEMENT

RIA

CRD#: 105834

ST LOUIS, MO

Past

August 22, 2015 - December 20, 2017

WESTWOOD MANAGEMENT CORP

RIA

CRD#: 110269

DALLAS, TX

Past

July 20, 2015 - August 9, 2017

FORESIDE FUND SERVICES, LLC

CRD#: 46106

DALLAS, TX

Past

February 28, 2005 - June 8, 2015

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

SANTA FE, NM

Past

February 22, 2005 - June 8, 2015

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

August 2, 2004 - January 4, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALBUQUERQUE, NM

Past

July 13, 2004 - January 4, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/14/2023)

Texas
(8/14/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/18/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/12/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

CRD#: 27314 / SEC#: , 8-43057

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Mailing Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Phone number

(203) 299-3500

Established

Delaware since 12/29/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMG FUNDS LLC	SOLE SHAREHOLDER	153456
GALIS, AARON	DIRECTOR	7333959
HOPKINS, THOMAS JOHN	PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP	1835087
JACOBS ANTONACCIO, RACHEL ELIZABETH	HEAD OF CLIENT SOLUTIONS AND PRINCIPAL	3189490
KINNE, KEITHA LEE	PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER	2039630
SPELLMAN, PATRICK JOSEPH	CHIEF COMPLIANCE OFFICER	3086822

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christa Maxwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christa Maxwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

IMST DISTRIBUTORS, LLC

KENNEDY CAPITAL MANAGEMENT

WESTWOOD MANAGEMENT CORP

FORESIDE FUND SERVICES, LLC

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2004

SIE

Date: 8/9/2017

Series 31

Date: 8/18/2004

Series 7

Date: 7/12/2004

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMG DISTRIBUTORS, INC.

TRUST BUT VERIFY

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