Virginia C. Clark
Professional summary
Virginia Collier Clark, who also goes by Ginny Clark, is a registered financial professional currently at BEECH HILL SECURITIES, INC. located in New York, New York.
Virginia is registered as a RR (Registered Representative) and started their career in finance in 1971. Virginia has worked at 10 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Virginia Collier Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2004 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 3rd Avenue 16th Floor, New York, NY 10022-4730Office #2: 880 Third Avenue 16th Floor, New York, NY 10022March 1, 2002 - February 13, 2004
BEACH SECURITIES CORPORATION
March 19, 1987 - March 15, 2002
MICHAEL A. STEINBERG & COMPANY, INC.
September 26, 1978 - October 10, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
August 5, 1974 - July 28, 1975
AUERBACH, POLLAK & RICHARDSON, INC.
May 16, 1973 - July 6, 1973
DEAN WITTER & CO. INCORPORATED
May 15, 1973 - August 22, 1974
SHIELDS MODEL ROLAND INCORPORATED
March 14, 1972 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
February 25, 1971 - January 15, 1972
WERTHEIM & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2004)
(11/12/2012)
(2/6/2004)
(11/18/2015)
(2/6/2004)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 5/12/2004
Limited Representative-Equity Trader ExamSeries 1
Date: 7/16/1969
Registered Representative ExaminationFINRA
Current Firm
BEECH HILL SECURITIES, INC.
CRD#: 24771 / SEC#: , 8-41389
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 |
| CANTOR, PAUL SETH | OWNER | 39844 |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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