Ian J. Seebachan
Professional summary
Ian Jason Seebachan, AIF®, who also goes by I. Jason Seebachan, Ian J Seebachan, Jason I. Seebachan, Jason Seebachan, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Laurel, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Laurel, Maryland.
Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ian has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ian Jason Seebachan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 14401 Sweitzer Ln Fl 4, Laurel, MD 20707August 21, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 14401 Sweitzer Ln Fl 4, Laurel, MD 20707August 21, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 15, 2009 - August 20, 2012
HSBC SECURITIES (USA) INC.
July 15, 2009 - August 20, 2012
HSBC SECURITIES (USA) INC.
June 25, 2004 - July 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 11, 2004 - July 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2018)
(10/14/2020)
(10/25/2012)
(8/21/2012)
(6/24/2015)
(5/1/2018)
(12/8/2015)
(8/21/2012)
(8/31/2016)
(10/15/2018)
(11/8/2017)
(1/26/2017)
(5/17/2022)
(10/20/2015)
(5/1/2018)
(5/2/2018)
(11/15/2018)
(11/8/2017)
(3/7/2022)
(6/23/2021)
(3/1/2023)
(8/21/2012)
(6/7/2019)
(10/19/2020)
(8/7/2020)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
