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David Magli

MAGSTAR CAPITAL
RYE, NY 10580
Some features on this profile are disabled
CRD#: 4790047
DM

Professional summary


David Magli is a registered financial professional currently at MAGSTAR CAPITAL, LLC located in Rye, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 79, Series 14 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Magli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 17, 2018 - Present

MAGSTAR CAPITAL, LLC

Office #1: 411 Theodore Fremd Avenue, Rye, NY 10580
BD
CRD#: 297559
RYE, NY
Past

January 19, 2011 - November 9, 2017

HOVDE GROUP, LLC

BD
CRD#: 25425
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/1/2021)
RR
Arizona
(10/5/2021)
RR
Arkansas
(10/11/2021)
RR
California
(10/25/2021)
RR
Colorado
(8/10/2021)
RR
Connecticut
(10/23/2018)
RR
Florida
(1/31/2022)
RR
Georgia
(9/30/2021)
RR
Illinois
(3/15/2022)
RR
Kansas
(9/30/2021)
RR
Kentucky
(10/4/2021)
RR
Louisiana
(10/4/2021)
RR
Maryland
(11/1/2021)
RR
Michigan
(10/1/2021)
RR
Minnesota
(11/12/2021)
RR
Mississippi
(9/30/2021)
RR
Missouri
(1/20/2022)
RR
Nebraska
(8/16/2021)
RR
Nevada
(9/30/2021)
RR
New Jersey
(8/10/2021)
RR
New Mexico
(10/21/2021)
RR
New York
(10/9/2018)
RR
North Carolina
(9/30/2021)
RR
Ohio
(10/13/2021)
RR
Oklahoma
(9/30/2021)
RR
Oregon
(8/11/2021)
RR
Pennsylvania
(10/4/2021)
RR
South Carolina
(10/4/2021)
RR
Tennessee
(10/20/2021)
RR
Texas
(10/23/2018)
RR
Utah
(9/30/2021)
RR
Virginia
(10/22/2021)
RR
Washington
(9/2/2021)
RR
Wisconsin
(9/30/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 2/5/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MAGSTAR CAPITAL, LLC
MAGSTAR CAPITAL, LLC

CRD#: 297559 / SEC#: , 8-70145

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
411 Theodore Fremd Avenue, Rye, NY 10580
Mailing Address
411 Theodore Fremd Avenue, Rye, NY 10580
Phone number
(914) 925-3405
Established
New York since 01/26/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MAGLI, DAVIDCHIEF EXECUTIVE OFFICER / CCO4790047
DIJOHN, ANTHONY JOHNCFO/FINOP6370306

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAGSTAR CAPITAL, LLC

CRD#: 297559Rye, NY 10580

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