David Magli
Professional Summary
David Magli is a registered financial advisor currently at MAGSTAR CAPITAL, LLC located in Rye, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 79, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
MAGSTAR CAPITAL, LLC
Contact Information
Main Address
411 Theodore Fremd Avenue, Rye, NY 10580Mailing Address
411 Theodore Fremd Avenue, Rye, NY 10580Phone Number
(914) 925-3405Established
New York since 01/26/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/1/2021)
(10/5/2021)
(10/11/2021)
(10/25/2021)
(8/10/2021)
(10/23/2018)
(1/31/2022)
(9/30/2021)
(3/15/2022)
(9/30/2021)
(10/4/2021)
(10/4/2021)
(11/1/2021)
(10/1/2021)
(11/12/2021)
(9/30/2021)
(1/20/2022)
(8/16/2021)
(9/30/2021)
(8/10/2021)
(10/21/2021)
(10/9/2018)
(9/30/2021)
(10/13/2021)
(9/30/2021)
(8/11/2021)
(10/4/2021)
(10/4/2021)
(10/20/2021)
(10/23/2018)
(9/30/2021)
(10/22/2021)
(9/2/2021)
(9/30/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jan 2015About the Series 87 examSeries 79 — Investment Banking Registered Representative Examination
Passed Jan 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Magli's CRS (Customer Relationship Summary).
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