BH
Brett R. Henderson
CONSOLIDATED PORTFOLIO REVIEW CORP
Hermosa Beach, CA
Some features on this profile are disabled
CRD#: 4789321
BH
Professional summary
Brett Rogers Henderson, AIF®, CIMA®, CLU®, who also goes by Brett R Henderson, is a registered financial advisor currently at CONSOLIDATED PORTFOLIO REVIEW CORP located in Hermosa Beach, California and VANDERBILT SECURITIES, LLC located in Hermosa Beach, California.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brett has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brett R Henderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Strategic Wealth Endeavor, Inc. - DBA Name - ;investment related;840 Apollo St. #100,El Segunda, CA 90245;Wealth Management, retirement planning;financial advisor/principal; entity owner, 5/2018;~160 hrs/month;6 hrs during trading;manage a retirement business servicing clients (2) Investment Property. Not investment related. Start date: 01/01/2002. Address: 18640 Collins St,#220,Tarzana,CA 90356. Title: Owner. Duties: Rental Property. Time spent during regular hours: 0%. (3) Investment Property. Not investment related. Start date: 01/01/1998. Address: 1551 East Avenue, J5, Lancaster, CA 93535. Title: Owner. Duties: Rental Property. Time spent during regular hours: 0%. (4) Investment Property. Not investment related. Start date: 01/01/1999. Address: 257 Zachary Lane, Hubert, NC 28539. Title: Owner. Duties: Rental Property. Time spent during regular hours: 0%. (5) Investment Property. Not investment related. Start date: 01/01/2005. Address: 374 West Frances St, Jacksonville, NC 28546. Title: Owner. Duties: Rental Property. Time spent during regular hours: 0%. (6) Investment Property. Not investment related. Start date: 01/01/2004. Address: 206 Faison Lane, Hubert, NC 28539. Title: Owner. Duties: Rental Property. Time spent during regular hours: 0%. (10) Brett Henderson - Not investment related. Start date: 01/01/2022. Address: 1428 Monterey Blvd. Apt D Hermosa Beach CA, 90254. Title: Owner. Duties: buy and sell model trains. Time spent during regular hours: 0%.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Rogers Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 28, 2024 - Present
CONSOLIDATED PORTFOLIO REVIEW CORP
RIA
CRD#: 112694
Hermosa Beach, CA
Current
June 28, 2024 - Present
VANDERBILT SECURITIES, LLC
BD
CRD#: 5953
Hermosa Beach, CA
Past
April 2, 2020 - July 1, 2024
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Hermosa Beach, CA
Past
April 2, 2020 - July 1, 2024
IFP SECURITIES, LLC
BD
CRD#: 297287
El Segunda, CA
Past
June 20, 2018 - April 2, 2020
TRIAD ADVISORS LLC
BD
CRD#: 25803
El Segundo, CA
Past
May 30, 2018 - April 1, 2020
ONEDIGITAL
RIA
CRD#: 106766
El Segundo, CA
Past
January 30, 2009 - June 13, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
January 30, 2009 - June 13, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BEVERLY HILLS, CA
Past
July 21, 2004 - February 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ENCINO, CA
Past
June 16, 2004 - February 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ENCINO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/28/2024)
IAR
California(6/28/2024)
IAR
Texas(6/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,821 |
| AUM (Assets Under Management) | $ 1,294,955,167 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
