Gregory Dale Welk
Professional Summary
Gregory Dale Welk, who also goes by Gregory D Welk, is a registered financial advisor currently at MANORHAVEN CAPITAL LLC located in New York, New York. Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 7 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 31, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gregory D Welk
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
BENGAL PARTNERS LLC | MANORHAVEN CAPITAL LLC
Contact Information
Main Address
29 Broadway 11th Floor, New York, NY 10006Mailing Address
29 Broadway 11th Floor, New York, NY 10006Phone Number
(646) 230-1050Established
Delaware since 03/04/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/13/2020)
(5/27/2020)
(5/13/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory Dale Welk's CRS (Customer Relationship Summary).
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